Section 16 Treatise and Reporting Guide

Volume I
1. Statutory Scheme
2. Statutory Insiders
3. Equity Securities
4. Beneficial Ownership
5. The Reporting System
6. Reporting Exemptions
7. Reporting Guidelines
8. Issuer Disclosure and Compliance
9. "Short Swing Liability"
10. Purchase and Sale
 

Volume II
11. "Short-Swing" Measuring Period
12. Realized Profit
13. Section 16(b) Exemptions
14. Transactions with the Issuer
15. Short Sales, Market Making and Arbitrage
  A. Statutory Provisions
  B. Rules and Regulations
  C. Reporting Forms
  D. Selected Section 16 Releases
  E. Selected Staff Interpretations
  F. Model Compliance Documents
  G. Selected Letters from the American Bar Association
  H. U.S. Supreme Court Decisions
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Index

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This 6th Edition of the Treatise is dated August 2024.